Louis Oswald de Kock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2023)
    • CF30 Customer (7 Jul 2010 to 8 Dec 2019)
  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF30 Customer (7 Jul 2010 to 7 Oct 2011)
  • James Hambro & Partners LLP (no longer approved here)

    FRN 513246

    • CF30 Customer (7 Jul 2010 to 11 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.