Lorna Yvonne Collings

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ALSA Management Services Ltd
FRN 939120
- SMF16 Compliance Oversight (since 10 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2021)
EQT Services (UK) Limited (no longer approved here)
FRN 577156
- CF1 Director (6 Feb 2014 to 18 Nov 2016)
- CF11 Money Laundering Reporting (6 Feb 2014 to 18 Nov 2016)
- CF30 Customer (6 Feb 2014 to 18 Nov 2016)
Hermes GPE LLP (no longer approved here)
FRN 511314
- CF28 Systems and controls (1 Apr 2010 to 31 Dec 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.