ALSA Management Services Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alek Safarian
IRN AXS24831
- SMF1 Chief Executive (since 10 Sep 2021)
- [FCA CF] Significant management (since 10 Sep 2021)
- SMF3 Executive Director (since 10 Sep 2021)
- [FCA CF] Client dealing (since 10 Sep 2021)
- [FCA CF] Material risk taker (10 Sep 2021 to 30 Sep 2024)
- Responsible for Insurance Distribution (10 Sep 2021 to 26 Nov 2024)
Graeme Richard Martin
IRN GXM24839
- [FCA CF] Client dealing (10 Sep 2021 to 30 Sep 2024)
- [FCA CF] Material risk taker (10 Sep 2021 to 30 Sep 2024)
Katie Ann Rochford Ghani
IRN KXG00399
- [FCA CF] Client dealing (since 1 Apr 2025)
Lorna Yvonne Collings
IRN LYC01002
- SMF16 Compliance Oversight (since 10 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2021)
Robert Henry Balfour
IRN RXB24870
- [FCA CF] Client dealing (since 10 Sep 2021)
- [FCA CF] Material risk taker (10 Sep 2021 to 30 Sep 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.