Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oneglobal Broking Limited
FRN 311657
- SMF16 Compliance Oversight (since 12 Jan 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2022)
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- SMF16 Compliance Oversight (24 May 2021 to 11 Aug 2021)
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- SMF16 Compliance Oversight (24 May 2021 to 11 Aug 2021)
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- SMF16 Compliance Oversight (4 Mar 2021 to 11 Aug 2021)
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- SMF16 Compliance Oversight (4 Mar 2021 to 11 Aug 2021)
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- SMF16 Compliance Oversight (4 Mar 2021 to 11 Aug 2021)
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- CF1 Director (22 Nov 2011 to 27 Jul 2012)
- CF28 Systems and controls (7 Oct 2011 to 22 Nov 2011)
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- CF1 Director (22 Nov 2011 to 27 Jul 2012)
- CF28 Systems and controls (7 Oct 2011 to 22 Nov 2011)
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- CF1 Director (22 Nov 2011 to 27 Jul 2012)
- CF28 Systems and controls (7 Oct 2011 to 22 Nov 2011)
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- CF1 Director (22 Nov 2011 to 27 Jul 2012)
- CF28 Systems and controls (7 Oct 2011 to 22 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.