Date authorised
1 April 2013
Companies House
01730804
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Marlow House
    1A Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402076805750
  • Complaints Contact

    3rd Floor
    Marlow House
    1A Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +442073900384

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair John David Hardie

    IRN AJH01418

    • SMF3 Executive Director (6 Oct 2023 to 29 Oct 2024)
    • SMF9 Chair of the Governing Body (24 Apr 2021 to 6 Oct 2023)
  • Amina Abdili

    IRN AXC01373

    • [FCA CF] Significant management (since 12 Jun 2024)
  • Amy Frances Quittenton

    IRN AXQ00026

    • [FCA CF] Significant management (3 Aug 2021 to 18 Mar 2022)
  • Barry Reynolds

    IRN BXR01174

    • SMF3 Executive Director (4 Jan 2022 to 5 Jan 2024)
  • Benjamin Robert Dalgliesh

    IRN BXD00091

    • [FCA CF] Significant management (15 Mar 2021 to 16 Sep 2022)
  • Cameron Beresford Sunter

    IRN CBS01020

    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • Cheryl Astley

    IRN CXA01652

    • [FCA CF] Significant management (1 Jul 2020 to 31 Mar 2021)
  • Christopher Ronald Barrett

    IRN CXB00417

    • [FCA CF] Significant management (1 Apr 2021 to 25 Mar 2022)
  • Colin Mark Tue

    IRN CMT01105

    • [FCA CF] CASS oversight function (1 Mar 2021 to 7 Jun 2024)
  • David John Skinner

    IRN DJS00114

    • Responsible for Insurance Distribution (22 Aug 2024 to 21 Nov 2025)
    • SMF3 Executive Director (22 Aug 2024 to 21 Nov 2025)
    • SMF1 Chief Executive (22 Aug 2024 to 21 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.