Date authorised
1 April 2013
Companies House
01730804
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Marlow House
    1A Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402076805750
  • Complaints Contact

    3rd Floor
    Marlow House
    1A Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +442073900384

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donna Barnes

    IRN DXB00942

    • [FCA CF] Significant management (16 Jan 2024 to 11 Dec 2024)
  • Edward George Fitzgerald Hannan

    IRN EXH07334

    • SMF3 Executive Director (since 26 Oct 2020)
  • Elizabeth Brophy

    IRN EXB00397

    • [FCA CF] Significant management (5 Jan 2024 to 11 Dec 2024)
  • Ester Falaise Hindley

    IRN EXH00302

    • [FCA CF] Significant management (since 11 Dec 2024)
  • Graeme Lalley

    IRN GXL07745

    • SMF3 Executive Director (since 7 Apr 2022)
  • Joyce Elizabeth Bonney

    IRN JEB01168

    • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2020)
    • CF28 Systems and controls (1 Nov 2007 to 18 Feb 2009)
    • CF1 Director (AR) (14 Jan 2005 to 9 Jan 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Lauren Barwell

    IRN LXB00398

    • [FCA CF] Significant management (since 31 Jan 2022)
  • Lisa Siggery

    IRN LXS01495

    • SMF16 Compliance Oversight (4 Mar 2021 to 11 Aug 2021)
  • Martin David Swann

    IRN MXS00563

    • Responsible for Insurance Distribution (since 21 Aug 2025)
    • SMF3 Executive Director (since 21 Aug 2025)
    • SMF1 Chief Executive (since 21 Aug 2025)
  • Michael Griffin

    IRN MXG01548

    • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jun 2021)
    • CF3 Chief Executive (AR) (14 Jan 2005 to 7 Jan 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (AR) (14 Jan 2005 to 7 Jan 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.