Date authorised
1 April 2013
Companies House
02906084
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    The Hamlet
    Hornbeam Park
    Harrogate
    HG2 8RE
    UNITED KINGDOM
    Phone
    +443447280736
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Herbert

    IRN AXH20680

    • [FCA CF] Significant management (12 Mar 2021 to 5 Sep 2025)
  • Adrian Peter Brown

    IRN APB00017

    • CF29 Significant management (5 Feb 2016 to 8 Jul 2016)
  • Alastair David Lyons

    IRN ADL01047

    • CF2 Non Executive Director (8 Apr 2011 to 29 Jun 2015)
  • Alex Douglas Alway

    IRN ADA00002

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Apr 2020)
    • CF2 Non Executive Director (8 May 2019 to 8 Dec 2019)
    • CF1 Director (16 Apr 2018 to 26 Feb 2019)
  • Amanda Jayne Blanc

    IRN AJB01483

    • CF1 Director (12 Feb 2010 to 3 Nov 2010)
    • CF2 Non Executive Director (29 Feb 2008 to 24 Oct 2008)
  • Andrew Charles Homer

    IRN ACH01049

    • CF2 Non Executive Director (29 Feb 2008 to 2 Apr 2015)
  • Andrew Haydn Mintern

    IRN AHM01109

    • SMF3 Executive Director (since 23 Sep 2022)
  • Andrew Peter Fairchild

    IRN APF01031

    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Dec 2018)
    • Responsible for Insurance Mediation (3 Nov 2014 to 30 Sep 2018)
    • CF3 Chief Executive (3 Nov 2014 to 11 Dec 2018)
    • CF1 Director (3 Nov 2014 to 11 Dec 2018)
  • Angela Bunker

    IRN AXB01284

    • [FCA CF] Significant management (since 28 Feb 2023)
  • Angela Fergusson

    IRN AXF00647

    • [FCA CF] Significant management (since 3 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.