The Broker Network Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Bari William Irving-Phillips
IRN BXI00026
- [FCA CF] Significant management (since 12 Dec 2022)
Bernard Mageean
IRN BXM01528
- CF1 Director (22 Nov 2011 to 23 May 2012)
Catherine Elizabeth Lynch
IRN CEL01060
- CF29 Significant management (5 Feb 2016 to 8 Jul 2016)
Christine Elaine Dandridge
IRN CED01021
- CF2 Non Executive Director (15 Apr 2016 to 8 Jul 2016)
Christopher Shortland
IRN CDS01118
- [FCA CF] Significant management (8 Feb 2021 to 10 May 2022)
Claire Bernadette Hunt
IRN CXH00258
- [FCA CF] Significant management (since 18 Mar 2021)
Clare Wakeford
IRN CXW00136
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
Daniel Ryan Pietrzak
IRN DXP01574
- CF2 Non Executive Director (8 Mar 2016 to 8 Jul 2016)
Daniel Stephen McNally
IRN DSM01153
- CF1 Director (AR) (3 May 2018 to 1 Apr 2019)
- CF29 Significant management (8 Mar 2016 to 15 Oct 2019)
David Christopher Ross
IRN DCR01060
- CF1 Director (24 Feb 2016 to 8 Jul 2016)

Smaller firms operating under this firm's FCA authorisation.

BN Product Store Limited (no longer appointed)
FRN 785514 · Appointed 31 Jul 2017 · Until 3 Apr 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.