Date authorised
1 April 2013
Companies House
02906084
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    The Hamlet
    Hornbeam Park
    Harrogate
    HG2 8RE
    UNITED KINGDOM
    Phone
    +443447280736
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Belgian

    IRN DJB01402

    • CF2 Non Executive Director (14 Jan 2005 to 11 Feb 2008)
  • Dene Michael Smith

    IRN DMS01274

    • CF1 Director (19 Oct 2012 to 14 Aug 2015)
  • Desmond O'Connor

    IRN DXO01138

    • SMF1 Chief Executive (9 Dec 2019 to 4 Aug 2021)
    • CF3 Chief Executive (17 May 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (17 May 2019 to 27 May 2021)
    • CF1 Director (7 Jul 2016 to 15 Oct 2019)
  • Dev Gopalan

    IRN DXG01778

    • CF2 Non Executive Director (15 May 2015 to 31 Dec 2015)
  • Diane Cougill

    IRN DXC01452

    • [FCA CF] Significant management (since 18 Jan 2021)
  • Dominic Beattie

    IRN DXB00880

    • [FCA CF] Significant management (18 Jan 2021 to 24 Jul 2025)
  • Elizabeth Clare Mills

    IRN ECM01029

    • CF1 Director (8 Aug 2005 to 30 Apr 2010)
  • Faisal John Rahmatallah

    IRN FJR01020

    • CF2 Non Executive Director (7 Mar 2006 to 11 Feb 2008)
  • Feilim Mackle

    IRN FXM01070

    • SMF9 Chair of the Governing Body (12 Nov 2021 to 18 Nov 2022)
  • Fiona Claybrook

    IRN FXC25448

    • [FCA CF] Significant management (16 Feb 2021 to 24 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.