Elizabeth Clare Mills

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)
FRN 631117
- (185)SMF3 Executive Director (9 Dec 2019 to 1 Oct 2025)
- (186)CF1 Director (22 Mar 2018 to 8 Dec 2019)
The Broker Network Limited (no longer approved here)
FRN 308523
- CF1 Director (8 Aug 2005 to 30 Apr 2010)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (185)SMF3 Executive Director at ELLIS BATES WEALTH MANAGEMENT LTD
1 day ago
controlled function added: (186)CF1 Director at ELLIS BATES WEALTH MANAGEMENT LTD

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.