Date authorised
1 April 2013
Companies House
02906084
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    The Hamlet
    Hornbeam Park
    Harrogate
    HG2 8RE
    UNITED KINGDOM
    Phone
    +443447280736
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary John Duggan

    IRN GJD01052

    • CF1 Director (6 Mar 2013 to 3 Nov 2014)
    • Responsible for Insurance Mediation (6 Mar 2013 to 30 Jul 2014)
    • CF3 Chief Executive (6 Mar 2013 to 3 Nov 2014)
  • Genna Rachael O'Connell

    IRN GXO00056

    • [FCA CF] Significant management (since 20 Mar 2024)
  • Geoffrey Gouriet

    IRN GXG00096

    • [FCA CF] Significant management (18 Jan 2021 to 24 Jul 2025)
  • George Truett Tate

    IRN GTT01011

    • CF2 Non Executive Director (5 Dec 2011 to 31 May 2013)
  • Glen Manuel Aguilar-Millan

    IRN GMA01039

    • CF1 Director (AR) (8 Sep 2017 to 1 Apr 2019)
  • Gordon Joseph Crosbie

    IRN GJC00046

    • [FCA CF] Significant management (1 Dec 2021 to 18 Nov 2022)
  • Graeme Morrison

    IRN GXM00234

    • [FCA CF] Significant management (18 Jan 2021 to 24 Jul 2025)
  • Humphrey William Battcock

    IRN HWB01013

    • CF2 Non Executive Director (28 Mar 2011 to 7 Apr 2015)
  • Huw Scott Williams

    IRN HSW01027

    • SMF3 Executive Director (9 Nov 2021 to 28 Sep 2022)
  • Ian Edward Clark

    IRN IEC01007

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2020)
    • CF2 Non Executive Director (7 Sep 2018 to 8 Dec 2019)
    • CF1 Director (7 Jul 2016 to 22 Aug 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.