Date authorised
1 April 2013
Companies House
02906084
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    The Hamlet
    Hornbeam Park
    Harrogate
    HG2 8RE
    UNITED KINGDOM
    Phone
    +443447280736
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian William James Patrick

    IRN IWP01008

    • CF2 Non Executive Director (29 Feb 2008 to 7 Feb 2012)
  • Jacqueline Ann Gray

    IRN JAG01229

    • CF28 Systems and controls (2 Nov 2015 to 8 Jul 2016)
  • Jaime Michelle Swindle

    IRN JXS26129

    • Responsible for Insurance Distribution (23 Apr 2021 to 1 Dec 2021)
    • SMF3 Executive Director (19 Mar 2020 to 1 Dec 2021)
  • James Maxwell Carruthers

    IRN JMC01118

    • CF1 Director (9 Nov 2010 to 22 Dec 2011)
  • Jane Bean

    IRN JAB01399

    • [FCA CF] Significant management (5 Mar 2021 to 1 Apr 2022)
    • SMF3 Executive Director (14 Aug 2020 to 5 Mar 2021)
  • Janice Deakin

    IRN JXD01817

    • CF29 Significant management (25 Nov 2015 to 8 Jul 2016)
  • Janine Klaiber

    IRN JXK00188

    • [FCA CF] Significant management (18 Jan 2021 to 30 Apr 2024)
  • Jason Townsend

    IRN JXT02048

    • [FCA CF] Significant management (since 11 Mar 2022)
  • Jeffrey Snyder

    IRN JXS00501

    • [FCA CF] Significant management (18 Jan 2021 to 23 Sep 2022)
  • Joanne Claire Thoy

    IRN JCT01093

    • CF1 Director (13 Aug 2008 to 10 Nov 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.