Lindsay Gold

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • CF2 Non Executive Director (AR) (13 Feb 2023 to 31 Dec 2023)
    • [FCA CF] Significant management (1 Jan 2023 to 31 Dec 2023)
    • CF3 Chief Executive (AR) (1 Jan 2021 to 13 Feb 2023)
    • CF1 Director (AR) (1 Jan 2021 to 13 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Feb 2020 to 31 Dec 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2020)
    • CF10 Compliance Oversight (8 Jan 2013 to 8 Dec 2019)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Mar 2020 to 31 Dec 2020)
    • SMF16 Compliance Oversight (4 Mar 2020 to 31 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2020)
    • CF10 Compliance Oversight (14 Aug 2012 to 31 Jan 2018)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Feb 2020 to 31 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2020)
    • CF10 Compliance Oversight (14 Aug 2012 to 8 Dec 2019)
  • Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)

    FRN 145243

    • SMF16 Compliance Oversight (26 Feb 2020 to 31 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Feb 2020 to 31 Dec 2020)
    • CF10 Compliance Oversight (14 Aug 2012 to 28 Apr 2017)
  • Baillie Gifford Investment Management (Europe) Limited (no longer approved here)

    FRN 830612

    • (1)Employed By (22 Mar 2019 to 31 Dec 2023)
  • Argonaut Capital Partners LLP (no longer approved here)

    FRN 433809

    • CF10 Compliance Oversight (30 Sep 2005 to 1 Feb 2012)
    • CF11 Money Laundering Reporting (30 Sep 2005 to 2 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at Baillie Gifford Investment Management (Europe) Limited