Linda Fleming

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (SCOTLAND) LIMITED

    FRN 402458

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2025)
  • Finli (FLP) Ltd

    FRN 586744

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
    • [FCA CF] Client dealing (since 1 Mar 2023)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2023)
    • CF30 Customer (3 Jul 2015 to 2 Mar 2023)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (3 Jul 2015 to 2 Mar 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (22 May 2013 to 26 Dec 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (378)Employed By (22 May 2013 to 26 Dec 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (27 May 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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