Leon Andre Vardon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • SMF16 Compliance Oversight (30 Nov 2020 to 30 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2023)
    • CF11 Money Laundering Reporting (4 Dec 2015 to 8 Dec 2019)
  • G.H. FINANCIALS LIMITED (no longer approved here)

    FRN 161807

    • CF1 Director (5 Jan 2012 to 11 Mar 2013)
    • CF10 Compliance Oversight (3 Mar 2009 to 16 Dec 2013)
    • CF11 Money Laundering Reporting (3 Mar 2009 to 19 Dec 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF11 Money Laundering Reporting (16 Nov 2004 to 1 Sep 2008)
    • CF10 Compliance Oversight (16 Nov 2004 to 1 Sep 2008)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF11 Money Laundering Reporting (13 Feb 2003 to 30 Apr 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.