Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Attivo Financial Services Limited
FRN 462105
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
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Attivo Financial Limited
FRN 497130
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 14 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 14 Oct 2025)
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- [FCA CF] Functions requiring qualifications (26 Oct 2021 to 4 Sep 2025)
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- [FCA CF] Functions requiring qualifications (26 Oct 2021 to 4 Sep 2025)
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- [FCA CF] Functions requiring qualifications (30 Dec 2020 to 7 Sep 2021)
- [FCA CF] Client dealing (30 Dec 2020 to 7 Sep 2021)
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- CF30 Customer (1 Aug 2017 to 28 Aug 2018)
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- CF30 Customer (21 Apr 2016 to 31 Jul 2017)
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- Employed By (21 Apr 2016 to 31 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.