Leighton Thomas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SFM UK Management LLP
FRN 486382
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (5 Feb 2020 to 1 Jan 2022)
- CF30 Customer (3 Jun 2019 to 8 Dec 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (8 Sep 2016 to 10 Apr 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (26 Mar 2012 to 17 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.