Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2026)
  • WAY Fund Managers Limited (no longer approved here)

    FRN 194147

    • CF1 Director (4 May 2016 to 19 Jan 2017)
    • CF10 Compliance Oversight (11 Sep 2015 to 19 Jan 2017)
    • CF11 Money Laundering Reporting (11 Sep 2015 to 19 Jan 2017)
  • Fundrock Partners Limited (no longer approved here)

    FRN 469278

    • CF1 Director (4 May 2016 to 19 Jan 2017)
    • CF10 Compliance Oversight (11 Sep 2015 to 19 Jan 2017)
    • CF11 Money Laundering Reporting (11 Sep 2015 to 19 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.