Lawrence Berner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

STABLE ASSET MANAGEMENT LTD.
FRN 605903
- [FCA CF] Client dealing (since 21 Jan 2023)
International Asset Management limited (no longer approved here)
FRN 143893
- [FCA CF] Client dealing (11 Mar 2021 to 30 Nov 2022)
- [FCA CF] Material risk taker (11 Mar 2021 to 30 Nov 2022)
- [FCA CF] Significant management (11 Mar 2021 to 30 Nov 2022)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- CF30 Customer (18 Aug 2010 to 10 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.