STABLE ASSET MANAGEMENT LTD.

Date authorised
4 February 2014
Companies House
07471761
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Stable Asset Management
    A M F Building 25-28
    Old Burlington Street
    London
    Westminster
    W1S 3AN
    UNITED KINGDOM
    Phone
    +442070163163
    Web
    https://www.stableam.com

  • Complaints Contact

    Stable Asset Management
    A M F Building 25-28
    Old Burlington Street
    London
    Westminster
    W1S 3AN
    UNITED KINGDOM
    Phone
    +442070163163

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alix Faujour

    IRN AXF00214

    • [FCA CF] Client dealing (26 Feb 2021 to 30 Nov 2024)
  • Anjali Bastianpillai

    IRN AXB02298

    • CF30 Customer (27 Jul 2015 to 31 Mar 2016)
  • Ben MacAlister Cossey

    IRN BMC01061

    • CF30 Customer (4 Feb 2014 to 13 Nov 2017)
  • Catherine Robinson

    IRN CXR01691

    • CF30 Customer (21 Jul 2015 to 18 Sep 2015)
  • Edzard Rudolf Henryk Benedikt Stock

    IRN ERS01040

    • CF30 Customer (13 Jun 2018 to 28 Nov 2019)
  • Emily Brigstocke

    IRN EXB00467

    • [FCA CF] Client dealing (since 22 Nov 2024)
  • Eric Wortman

    IRN EXW24845

    • SMF3 Executive Director (27 Jun 2021 to 25 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 25 Jul 2025)
    • SMF16 Compliance Oversight (31 Jan 2020 to 25 Jul 2025)
  • Erik Serrano Berntsen

    IRN EXS01497

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2014 to 8 Dec 2019)
    • CF1 Director (4 Feb 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Feb 2014 to 8 Mar 2019)
    • CF30 Customer (4 Feb 2014 to 8 Dec 2019)
  • Gavin John Anderson

    IRN GJA01070

    • CF30 Customer (15 Sep 2016 to 16 Dec 2016)
  • Jerome Mueller

    IRN JXM03765

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 30 Jun 2022)
    • CF30 Customer (16 Feb 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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