Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JULIAN HARRIS ADVISER NETWORK LIMITED
FRN 304155
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 11. Pension transfer specialist
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 25 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 25 Mar 2026)
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Julian Harris Financial Consultants
FRN 153566
- 11. Pension transfer specialist
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (7 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (4 Jul 2013 to 29 Oct 2014)
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- CF30 Customer (19 Jan 2011 to 11 Apr 2011)
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- (360)Employed By (19 Jan 2011 to 11 Apr 2011)
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- CF30 Customer (2 May 2008 to 26 Sep 2008)
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- (64)Employed By (19 Sep 2005 to 21 Dec 2007)
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- CF22 Investment Adviser (Trainee) (23 Nov 2004 to 21 Sep 2005)
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- CF22 Investment Adviser (Trainee) (7 May 2004 to 28 Sep 2004)
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- CF22 Investment Adviser (Trainee) (1 Aug 2002 to 23 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.