Laura Vaughan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Embark Investment Services Limited
FRN 737356
- [FCA CF] Manager of certification employee (since 6 Nov 2024)
Scottish Widows Administration Services Limited
FRN 139398
- [FCA CF] Manager of certification employee (since 3 Jan 2020)
SCOTTISH WIDOWS LIMITED
FRN 181655
- [FCA CF] Manager of certification employee (since 3 Jan 2019)
St Andrew's Insurance Plc
FRN 202932
- [FCA CF] Manager of certification employee (since 3 Jan 2019)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- [FCA CF] Manager of certification employee (3 Jan 2020 to 3 Mar 2020)
Lloyds Bank Insurance Services Limited (no longer approved here)
FRN 310738
- [FCA CF] Manager of certification employee (3 Jan 2020 to 3 Mar 2020)
Lloyds Bank General Insurance Limited (no longer approved here)
FRN 202091
- [FCA CF] Manager of certification employee (3 Jan 2019 to 22 May 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.