Laura-Anne Barstow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brookfield Private Capital (UK) Limited (no longer approved here)
FRN 730073
- [FCA CF] Manager of certification employee (14 Nov 2022 to 31 Mar 2025)
- [FCA CF] Client dealing (5 Mar 2021 to 31 Mar 2025)
- CF30 Customer (7 Aug 2018 to 8 Dec 2019)
Nuveen Investment Management International Limited (no longer approved here)
FRN 141668
- CF30 Customer (2 Aug 2013 to 1 Jun 2018)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF30 Customer (26 Jun 2013 to 1 Jun 2018)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (30 Apr 2012 to 1 Apr 2014)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (30 Apr 2012 to 1 Apr 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.