Kunwardeep Singh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 18 Apr 2023)
    • [FCA CF] Significant management (since 26 Oct 2022)
  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 26 Oct 2022)
    • [FCA CF] Manager of certification employee (since 6 Jun 2022)
    • [FCA CF] Material risk taker (since 6 Aug 2020)
    • [FCA CF] Client dealing (since 9 Nov 2016)
    • CF30 Customer (21 Sep 2011 to 6 Mar 2016)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (8 Feb 2010 to 15 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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