Kshitij Dhari Sinha

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canada Life Asset Management Limited
FRN 194570
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 21 Jan 2021)
- [FCA CF] Client dealing (since 21 Jan 2021)
- CF30 Customer (10 Sep 2016 to 8 Dec 2019)
Canada Life Limited
FRN 110394
- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (2 Sep 2009 to 21 Jan 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (24 Jun 2009 to 21 Aug 2009)
Swiss Re Capital Markets Limited (no longer approved here)
FRN 187863
- CF30 Customer (30 Jun 2008 to 29 May 2009)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 1 Jun 2008)
- CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.