Kristopher Karr Heck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tanager Wealth Management LLP

    FRN 610237

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Plutus Wealth Management LLP (no longer approved here)

    FRN 541499

    • CF4 Partner (AR) (12 Nov 2012 to 31 Mar 2014)
    • CF30 Customer (24 Oct 2012 to 31 Mar 2014)
  • Tanager Wealth Management LLP (no longer approved here)

    FRN 589845

    • Employed By (24 Oct 2012 to 31 Mar 2014)
  • MASECO LLP (no longer approved here)

    FRN 489718

    • CF30 Customer (7 Jul 2010 to 28 Mar 2011)
    • CF4 Partner (7 Jul 2010 to 30 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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