Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
  • 75point3 Limited (no longer approved here)

    FRN 418618

    • [FCA CF] Client dealing (7 Dec 2020 to 1 Jan 2025)
    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 1 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (7 Dec 2020 to 1 Jan 2025)
    • CF30 Customer (2 Dec 2019 to 1 Jan 2025)
  • 75point3@williamsdenton Ltd (no longer approved here)

    FRN 219890

    • (4)Employed By (25 Jan 2017 to 14 Jan 2019)
  • D.R.E. & Co Financial Planning LLP (no longer approved here)

    FRN 469570

    • (4)Employed By (25 Jan 2017 to 14 Jan 2019)
  • 75point3 Financial Planning LLP (no longer approved here)

    FRN 592102

    • (4)Employed By (25 Jan 2017 to 14 Jan 2019)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (4 Jan 2011 to 6 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (4)Employed By at 75point3 Financial Planning LLP