Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
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- [FCA CF] Client dealing (7 Dec 2020 to 1 Jan 2025)
- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 1 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (7 Dec 2020 to 1 Jan 2025)
- CF30 Customer (2 Dec 2019 to 1 Jan 2025)
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- (4)Employed By (25 Jan 2017 to 14 Jan 2019)
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- (4)Employed By (25 Jan 2017 to 14 Jan 2019)
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- (4)Employed By (25 Jan 2017 to 14 Jan 2019)
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- CF30 Customer (4 Jan 2011 to 6 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 75point3 Financial Planning LLP
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controlled function added: (4)Employed By at 75point3 Financial Planning LLP