Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • [FCA CF] Client dealing (23 Mar 2022 to 31 Mar 2023)
    • [FCA CF] Material risk taker (23 Mar 2022 to 21 Sep 2023)
    • [FCA CF] Significant management (23 Mar 2022 to 21 Sep 2023)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • [FCA CF] Client dealing (23 Mar 2022 to 31 Mar 2023)
    • [FCA CF] Material risk taker (23 Mar 2022 to 4 Oct 2023)
    • [FCA CF] Significant management (23 Mar 2022 to 4 Oct 2023)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • [FCA CF] Client dealing (23 Mar 2022 to 31 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.