Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
    • [FCA CF] Client dealing (since 29 Jan 2024)
  • Azets Financial Planning Limited (no longer approved here)

    FRN 526955

    • Employed By (16 Jan 2019 to 3 Oct 2019)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • CF30 Customer (7 Jan 2019 to 3 Oct 2019)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF30 Customer (5 Nov 2012 to 10 Oct 2018)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.