Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Essex Financial Management Limited
FRN 149177
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 24 May 2022)
- Responsible for Insurance Distribution (since 24 May 2022)
- [FCA CF] Client dealing (since 1 Mar 2022)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
- [FCA CF] Manager of certification employee (since 1 Mar 2022)
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HCF PARTNERSHIP LIMITED
FRN 500654
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
- [FCA CF] Client dealing (since 1 Aug 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (8 Oct 2015 to 30 Sep 2018)
- CF1 Director (2 Sep 2015 to 8 Dec 2019)
- CF30 Customer (18 Jan 2011 to 8 Dec 2019)
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Benefits U Limited
FRN 752917
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (24 Oct 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (24 Oct 2016 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.