Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 24 May 2022)
    • Responsible for Insurance Distribution (since 24 May 2022)
    • [FCA CF] Client dealing (since 1 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
    • [FCA CF] Manager of certification employee (since 1 Mar 2022)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
    • [FCA CF] Client dealing (since 1 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (8 Oct 2015 to 30 Sep 2018)
    • CF1 Director (2 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (18 Jan 2011 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (24 Oct 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Oct 2016 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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