Kevin Stewart Collie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mearns & Company Limited (no longer approved here)

    FRN 465557

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2022)
  • JAY CAPITAL LTD (no longer approved here)

    FRN 599278

    • CF30 Customer (4 Jul 2014 to 31 Oct 2016)
  • RIA Capital Markets Limited (no longer approved here)

    FRN 219706

    • CF30 Customer (1 Nov 2007 to 4 Apr 2014)
    • CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF21 Investment Adviser (11 Feb 2005 to 11 May 2005)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (21 Jan 2004 to 6 May 2005)
    • CF26 Customer Trading (12 Jan 2004 to 26 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.