JAY CAPITAL LTD

Date authorised
29 January 2014
Companies House
08386976
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    THIRD FLOOR SUITE, 207 REGENT STREET
    London
    W1B 3HH
    UNITED KINGDOM
    Phone
    +447511042734
    Web
    https://www.jaycaplimited.com

  • Complaints Contact

    THIRD FLOOR SUITE, 207 REGENT STREET
    London
    W1B 3HH
    UNITED KINGDOM
    Phone
    +447511042734

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Stuart Fisch

    IRN JSF01025

    • CF30 Customer (28 Jan 2015 to 22 Feb 2019)
  • Kevin Stewart Collie

    IRN KSC01023

    • CF30 Customer (4 Jul 2014 to 31 Oct 2016)
  • Mehul Sudhir Sheth

    IRN MSS01155

    • CF30 Customer (14 Mar 2016 to 8 Dec 2019)
  • Raju Kothari

    IRN RXK01392

    • CF30 Customer (18 Jul 2016 to 8 Dec 2019)
  • VIJAY SONAWANE

    IRN VXS01350

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (29 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Jan 2014 to 8 Dec 2019)
    • CF1 Director (29 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.