Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2023)
- [FCA CF] Proprietary trader (9 Dec 2019 to 21 Feb 2023)
- CF30 Customer (24 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (28 Jan 2015 to 22 Feb 2019)
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- CF21 Investment Adviser (16 May 2002 to 11 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.