Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sun Global Investments Limited (no longer approved here)

    FRN 474277

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 21 Feb 2023)
    • CF30 Customer (24 Apr 2019 to 8 Dec 2019)
  • JAY CAPITAL LTD (no longer approved here)

    FRN 599278

    • CF30 Customer (28 Jan 2015 to 22 Feb 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (16 May 2002 to 11 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.