Kevin Marc Simmonds

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Essex Financial Management Limited

    FRN 149177

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 21 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Apr 2022)
    • SMF3 Executive Director (since 21 Apr 2022)
    • Responsibility for MCD Intermediation (since 21 Apr 2022)
    • [FCA CF] Manager of certification employee (since 1 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
  • HCF PARTNERSHIP LIMITED

    FRN 500654

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (11 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2015 to 8 Dec 2019)
    • CF1 Director (3 Aug 2009 to 8 Dec 2019)
  • Benefits U Limited

    FRN 752917

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (24 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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