Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 28 Feb 2025)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (2 Jan 2013 to 8 Dec 2019)
    • SMF5 Head of Internal Audit (since 29 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Nov 2023)
    • CF28 Systems and controls (2 Jan 2013 to 8 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (3 Nov 2017 to 8 Dec 2019)
    • SMF5 Head of Internal Audit (since 10 Dec 2018)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (2 Jan 2013 to 6 Mar 2016)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (188)[FCA CF] Material risk taker (3 Mar 2025 to 6 May 2026)
    • (189)[FCA CF] Significant management (9 Dec 2019 to 6 May 2026)
    • (187)CF28 Systems and controls (1 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Significant management at Engage Mutual Funds Limited

  2. controlled function removed: [FCA CF] Material risk taker at Engage Mutual Funds Limited

  3. controlled function added: (187)CF28 Systems and controls at Engage Mutual Funds Limited

  4. controlled function added: (188)[FCA CF] Material risk taker at Engage Mutual Funds Limited

  5. controlled function added: (189)[FCA CF] Significant management at Engage Mutual Funds Limited