Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Family Investment Management Limited
FRN 122394
- [FCA CF] Material risk taker (since 28 Feb 2025)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (2 Jan 2013 to 8 Dec 2019)
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Family Equity Plan Limited
FRN 122351
- SMF5 Head of Internal Audit (since 29 Nov 2023)
- [FCA CF] Significant management (9 Dec 2019 to 29 Nov 2023)
- CF28 Systems and controls (2 Jan 2013 to 8 Dec 2019)
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OneFamily Advice Limited
FRN 783577
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (3 Nov 2017 to 8 Dec 2019)
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Family Assurance Friendly Society Limited
FRN 110067
- SMF5 Head of Internal Audit (since 10 Dec 2018)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (2 Jan 2013 to 6 Mar 2016)
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- (188)[FCA CF] Material risk taker (3 Mar 2025 to 6 May 2026)
- (189)[FCA CF] Significant management (9 Dec 2019 to 6 May 2026)
- (187)CF28 Systems and controls (1 Jul 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Significant management at Engage Mutual Funds Limited
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controlled function removed: [FCA CF] Material risk taker at Engage Mutual Funds Limited
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controlled function added: (187)CF28 Systems and controls at Engage Mutual Funds Limited
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controlled function added: (188)[FCA CF] Material risk taker at Engage Mutual Funds Limited
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controlled function added: (189)[FCA CF] Significant management at Engage Mutual Funds Limited