Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAY Fund Managers Limited (no longer approved here)

    FRN 194147

    • CF3 Chief Executive (15 Jun 2015 to 25 Nov 2016)
    • CF10 Compliance Oversight (29 Sep 2014 to 11 Sep 2015)
    • CF1 Director (9 Jun 2014 to 25 Nov 2016)
    • CF30 Customer (9 May 2013 to 23 Dec 2016)
  • Fundrock Partners Limited (no longer approved here)

    FRN 469278

    • CF3 Chief Executive (15 Jun 2015 to 25 Nov 2016)
    • CF10 Compliance Oversight (29 Sep 2014 to 11 Sep 2015)
    • CF1 Director (18 Jun 2014 to 25 Nov 2016)
    • CF30 Customer (23 Sep 2013 to 23 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.