Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (15 Jun 2015 to 25 Nov 2016)
- CF10 Compliance Oversight (29 Sep 2014 to 11 Sep 2015)
- CF1 Director (9 Jun 2014 to 25 Nov 2016)
- CF30 Customer (9 May 2013 to 23 Dec 2016)
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- CF3 Chief Executive (15 Jun 2015 to 25 Nov 2016)
- CF10 Compliance Oversight (29 Sep 2014 to 11 Sep 2015)
- CF1 Director (18 Jun 2014 to 25 Nov 2016)
- CF30 Customer (23 Sep 2013 to 23 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.