Ketan Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 29 Oct 2025)
    • CF1 Director (AR) (since 29 Oct 2025)
    • CF30 Customer (since 29 Oct 2025)
    • [FCA CF] Client dealing (since 29 Oct 2025)
  • Fintrel Limited

    FRN 1039156

    • (15)Employed By (since 29 Oct 2025)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (28 Sep 2020 to 25 Sep 2025)
    • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 25 Sep 2025)
  • STONEHAGE FLEMING WEALTH PLANNING LIMITED (no longer approved here)

    FRN 562235

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2020)
    • CF30 Customer (13 Jun 2018 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Nov 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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