Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
- [FCA CF] Client dealing (since 2 Jun 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (4 Mar 2014 to 7 Jun 2021)
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- (4)Employed By (7 Apr 2015 to 7 Jun 2021)
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- CF30 Customer (1 May 2012 to 28 Feb 2014)
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- CF30 Customer (3 Sep 2010 to 30 Apr 2012)
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- CF30 Customer (7 Jun 2010 to 16 Sep 2010)
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- CF30 Customer (13 Oct 2008 to 2 Jun 2010)
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- CF30 Customer (1 Nov 2007 to 10 Oct 2008)
- CF22 Investment Adviser (Trainee) (18 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.