J M Taylor Financial Services Limited

• Principal Place of Business

  City Gate

  Blackburn Business Park,

  Blackburn

  Aberdeen

  Aberdeenshire

  AB21 0PS

  UNITED KINGDOM

  Phone

  +4401224798640

  Web

  https://www.jmtaylor-ifa.co.uk

• Complaints Contact

  Citygate

  Blackburn Business Park

  Blackburn

  Aberdeen

  AB21 0PS

  UNITED KINGDOM

  Phone

  +4401224798640

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Alexander Edward Benson

  IRN AEB00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsibility for MCD Intermediation (since 15 Mar 2020)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (since 22 Aug 2013)
  • CF1 Director (AR) (since 18 Nov 2010)
  • Responsibility for MCD Intermediation (15 Aug 2016 to 30 May 2018)
  • CF10 Compliance Oversight (3 Aug 2009 to 8 Dec 2019)
  • CF30 Customer (3 Aug 2009 to 30 Dec 2012)
  • CF11 Money Laundering Reporting (3 Aug 2009 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Aug 2009 to 30 Sep 2018)
  • CF1 Director (3 Aug 2009 to 8 Dec 2019)
• Anthony James Dawson

  IRN AJD01212

  • CF1 Director (AR) (18 Nov 2010 to 31 Jan 2019)
• Douglas Blanchard

  IRN DXB01793

  • CF30 Customer (9 Apr 2015 to 23 Nov 2018)
• Duncan McKinnon Love

  IRN DML01067

  • CF1 Director (AR) (since 16 Nov 2010)
• Eleanor Marion Middleton

  IRN EMS00012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
• Forbes Fleming McLennan

  IRN FXM00342

  • Director of firm who is not a certification employee or a SMF manager (since 15 Sep 2021)
• Gail Crighton

  IRN GDM01092

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (15 Nov 2010 to 31 Jan 2019)
  • CF1 Director (3 Aug 2009 to 8 Dec 2019)
• Gordon Neilson Storry

  IRN GXS01351

  • CF30 Customer (3 Aug 2009 to 31 Dec 2009)
• James Michie Taylor

  IRN JMT00001

  • CF1 Director (AR) (9 Mar 2011 to 15 Aug 2023)
• John Elliott Waddell

  IRN JEW00008

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 1 Jan 2016)
  • CF30 Customer (10 Nov 2011 to 30 Jan 2015)

• James & George Collie Financial Management Limited

  FRN 535320 · Appointed 8 Nov 2010

• J M Taylor Limited (no longer appointed)

  FRN 542606 · Appointed 4 Mar 2011 · Until 16 Aug 2023

No changes recorded yet.