John Elliott Waddell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J M Taylor Financial Services Limited

    FRN 497519

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Jan 2016)
    • CF30 Customer (10 Nov 2011 to 30 Jan 2015)
  • James & George Collie Financial Management Limited

    FRN 535320

    • (2)Employed By (since 7 Jan 2016)
    • (6)Employed By (10 Nov 2011 to 30 Jan 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF21 Investment Adviser (28 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Apr 2003 to 28 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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