Kenneth James McIntosh

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 May 2022)
    • [FCA CF] Client dealing (since 5 May 2022)
  • SFIA Wealth Management Limited (no longer approved here)

    FRN 621884

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2022)
  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • CF30 Customer (13 Nov 2017 to 12 Oct 2018)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (18 Jun 2015 to 30 Jun 2017)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Sep 2014 to 30 Jan 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (18 Sep 2012 to 30 Sep 2013)
  • 1st Financial Services (London) Limited (no longer approved here)

    FRN 454529

    • CF30 Customer (1 Nov 2007 to 19 Aug 2008)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.