1st Financial Services (London) Limited

• Principal Place of Business

  11 Shirwell Crescent

  Furzton

  Milton Keynes

  Buckinghamshire

  MK4 1GA

  UNITED KINGDOM

  Phone

  +4401908523420

  Web

  https://www.1stff.co.uk

• Complaints Contact

  11 Shirwell Crescent

  Furzton

  Milton Keynes

  MK4 1GA

  UNITED KINGDOM

  Phone

  +441908523420

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ajay Ramniklal Ganatra

  IRN ARG00008

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
  • CF1 Director (AR) (28 Jan 2009 to 26 May 2020)
  • CF30 Customer (28 Jan 2009 to 1 Jan 2013)
• Andre Christopher Cove

  IRN ACC00009

  • [FCA CF] Client dealing (19 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 1 Nov 2023)
  • CF30 Customer (21 Feb 2011 to 8 Dec 2019)
• Andreea Matyas

  IRN AXM05321

  • [FCA CF] Client dealing (since 1 Mar 2024)
  • [FCA CF] Functions requiring qualifications (1 Mar 2024 to 28 Mar 2025)
• Bhaven Ratilal Ondhia

  IRN BRO00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsibility for MCD Intermediation (since 24 Jun 2021)
  • SMF3 Executive Director (since 24 Jun 2021)
  • [FCA CF] Client dealing (since 19 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
• Bippin Rai Athi

  IRN BRA01011

  • CF30 Customer (1 Mar 2008 to 29 Apr 2008)
• Dylan Tosar

  IRN DXT00134

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 15 Jun 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Harbhajan Singh Kundi

  IRN RHK00004

  • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 16 Jun 2021)
  • [FCA CF] Client dealing (19 Dec 2019 to 16 Jun 2021)
  • CF30 Customer (23 Dec 2010 to 8 Dec 2019)
• Jaysul Tosar

  IRN JXT00268

  • [FCA CF] Client dealing (since 1 Nov 2020)
  • [FCA CF] Functions requiring qualifications (1 Nov 2020 to 31 Jan 2025)
• Kalpana Patel

  IRN KXP00164

  • [FCA CF] Client dealing (14 May 2020 to 10 Dec 2021)
  • [FCA CF] Functions requiring qualifications (14 May 2020 to 10 Dec 2021)
• Kenneth James McIntosh

  IRN KJM01114

  • CF30 Customer (1 Nov 2007 to 19 Aug 2008)
  • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)

• Citymark Ltd (no longer appointed)

  FRN 495280 · Appointed 23 Jan 2009 · Until 26 May 2020

No changes recorded yet.