Kenneth Gordon Watters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LCM Capital LLP

    FRN 534658

    • [FCA CF] Significant management (since 31 Mar 2021)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
    • CF28 Systems and controls (1 Aug 2017 to 8 Dec 2019)
  • Triton Investments Advisers LLP (no longer approved here)

    FRN 586570

    • [FCA CF] Client dealing (4 Jun 2020 to 6 Jun 2025)
    • CF4 Partner (25 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (25 Sep 2018 to 8 Dec 2019)
  • Shard Capital AIFM LLP (no longer approved here)

    FRN 615463

    • CF4 Partner (14 Dec 2015 to 19 Nov 2019)
    • CF1 Director (AR) (9 Dec 2015 to 1 Oct 2021)
    • CF30 Customer (19 Jan 2015 to 1 Oct 2021)
    • CF4 Partner (AR) (19 Jan 2015 to 4 Dec 2015)
  • Shard Credit Partners Ltd (no longer approved here)

    FRN 702785

    • (2)Employed By (4 Dec 2015 to 1 Oct 2021)
  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • CF4 Partner (AR) (2 Jun 2014 to 1 Jun 2015)
    • CF30 Customer (26 May 2014 to 1 Jun 2015)
  • Ares Management Limited (no longer approved here)

    FRN 455547

    • CF10 Compliance Oversight (15 Jun 2011 to 17 Oct 2011)
    • CF1 Director (20 May 2008 to 13 Dec 2011)
    • CF3 Chief Executive (20 May 2008 to 13 Dec 2011)
    • CF30 Customer (4 Mar 2008 to 13 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.