Triton Investments Advisers LLP

• Principal Place of Business

  32 Duke Street

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

  Web

  https://www.triton-partners.com

• Complaints Contact

  32 Duke Street

  London

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• . Addison Limited

  IRN XXA01364

  • CF4 Partner (1 Nov 2018 to 8 Dec 2019)
• . Triton Advisers Limited

  IRN XXT01149

  • CF4 Partner (3 Apr 2014 to 8 Dec 2019)
• . Triton Advisers Sarl

  IRN XXT01196

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Apr 2019 to 8 Dec 2019)
• Afsheen Nosheen Khan

  IRN ANK00032

  • CF4 Partner (14 Feb 2018 to 8 Mar 2018)
• Alice Hillson

  IRN AXH00507

  • [FCA CF] Material risk taker (since 4 May 2023)
  • SMF27 Partner (since 12 Jan 2023)
  • [FCA CF] Client dealing (since 14 Dec 2022)
• Alicia Lobo

  IRN AXL02050

  • CF4 Partner (AR) (22 May 2015 to 19 Apr 2016)
  • CF30 Customer (22 May 2015 to 19 Apr 2016)
• Alistair Angus Mackintosh

  IRN AAM01081

  • [FCA CF] Material risk taker (since 12 Jun 2023)
  • SMF27 Partner (since 1 Feb 2023)
• Amanda Sook Tonsgaard

  IRN AST01036

  • [FCA CF] Client dealing (27 May 2020 to 15 May 2023)
  • CF4 Partner (1 Apr 2016 to 8 Dec 2019)
  • CF4 Partner (AR) (22 May 2015 to 1 Apr 2016)
  • CF30 Customer (22 May 2015 to 8 Dec 2019)
• Amandeep Singh Johal

  IRN ASJ01063

  • CF10 Compliance Oversight (23 Oct 2012 to 2 Oct 2018)
  • CF4 Partner (23 Oct 2012 to 16 Nov 2018)
  • CF11 Money Laundering Reporting (23 Oct 2012 to 2 Oct 2018)
• Amyn Pesnani

  IRN AXP01843

  • [FCA CF] Material risk taker (since 4 May 2023)
  • [FCA CF] Manager of certification employee (since 4 May 2023)
  • [FCA CF] Client dealing (since 21 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (10 Apr 2014 to 8 Dec 2019)
  • CF4 Partner (23 Oct 2012 to 8 Dec 2019)

• Triton Group LLP (no longer appointed)

  FRN 684421 · Appointed 14 Apr 2015 · Until 15 Apr 2016

No changes recorded yet.