Triton Investments Advisers LLP

• Principal Place of Business

  32 Duke Street

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

  Web

  https://www.triton-partners.com

• Complaints Contact

  32 Duke Street

  London

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Anthony Rochford

  IRN AXR06363

  • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
• Antti Ville Arthur Gronlund

  IRN AVG01008

  • [FCA CF] Client dealing (14 May 2020 to 21 Apr 2022)
  • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
  • CF4 Partner (20 Mar 2018 to 8 Dec 2019)
• Beata Alicja Gawarecka-Green

  IRN BAG01024

  • [FCA CF] Manager of certification employee (since 4 May 2023)
  • [FCA CF] Material risk taker (since 4 May 2023)
  • SMF27 Partner (since 14 Oct 2021)
  • [FCA CF] Significant management (14 Apr 2021 to 14 Oct 2021)
  • [FCA CF] Manager of certification employee (14 Apr 2021 to 14 Oct 2021)
  • CF4 Partner (1 Apr 2016 to 8 Dec 2019)
  • CF4 Partner (AR) (23 Jun 2015 to 1 Apr 2016)
• Benjamin Bremmer

  IRN BXB01828

  • CF30 Customer (11 Sep 2018 to 1 Mar 2019)
  • CF4 Partner (10 Jan 2018 to 1 Mar 2019)
• Bjorn Nilsson

  IRN BXN01199

  • CF30 Customer (20 Sep 2018 to 30 Sep 2018)
  • CF4 Partner (1 Apr 2016 to 20 Sep 2018)
  • CF4 Partner (AR) (10 Jul 2015 to 1 Apr 2016)
• Catherine Johnston

  IRN CXJ01377

  • CF30 Customer (1 Apr 2016 to 16 Aug 2017)
• Cenk Turkinan

  IRN CXT01175

  • [FCA CF] Material risk taker (since 4 May 2023)
  • [FCA CF] Manager of certification employee (since 4 May 2023)
  • SMF27 Partner (since 28 Jun 2021)
  • [FCA CF] Client dealing (since 25 Feb 2021)
  • [FCA CF] Manager of certification employee (25 Feb 2021 to 15 Jul 2021)
• Chi-Him Thomas Cheung

  IRN CTC01034

  • [FCA CF] Client dealing (since 15 Mar 2021)
• Craig Young

  IRN CXY01095

  • [FCA CF] Client dealing (since 6 Jun 2025)
  • [FCA CF] Material risk taker (4 May 2023 to 27 May 2025)
  • SMF27 Partner (21 Feb 2023 to 27 May 2025)
  • [FCA CF] Client dealing (9 Feb 2023 to 4 May 2023)
  • CF4 Partner (29 Nov 2017 to 8 Dec 2019)
• Daisy Raven

  IRN DXR01837

  • [FCA CF] Manager of certification employee (since 4 May 2023)
  • SMF27 Partner (since 19 Jan 2023)
  • [FCA CF] Material risk taker (since 14 May 2020)
  • [FCA CF] Significant management (14 May 2020 to 20 Feb 2023)
  • CF4 Partner (1 Apr 2016 to 8 Dec 2019)
  • CF4 Partner (AR) (23 Jun 2015 to 1 Apr 2016)

• Triton Group LLP (no longer appointed)

  FRN 684421 · Appointed 14 Apr 2015 · Until 15 Apr 2016

No changes recorded yet.