Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 May 2023)
    • [FCA CF] Material risk taker (since 4 May 2023)
    • SMF27 Partner (since 28 Jun 2021)
    • [FCA CF] Client dealing (since 25 Feb 2021)
    • [FCA CF] Manager of certification employee (25 Feb 2021 to 15 Jul 2021)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2020)
    • CF4 Partner (15 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • CF30 Customer (11 Jan 2008 to 29 Oct 2010)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (4 Dec 2003 to 28 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.