Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Triton Investments Advisers LLP
FRN 586570
- [FCA CF] Manager of certification employee (since 4 May 2023)
- [FCA CF] Material risk taker (since 4 May 2023)
- SMF27 Partner (since 28 Jun 2021)
- [FCA CF] Client dealing (since 25 Feb 2021)
- [FCA CF] Manager of certification employee (25 Feb 2021 to 15 Jul 2021)
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2020)
- SMF27 Partner (9 Dec 2019 to 1 Apr 2020)
- CF4 Partner (15 Apr 2014 to 8 Dec 2019)
- CF30 Customer (2 Apr 2012 to 8 Dec 2019)
-
- CF30 Customer (11 Jan 2008 to 29 Oct 2010)
-
- CF21 Investment Adviser (4 Dec 2003 to 28 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.