Date authorised
1 April 2013
Companies House
OC374555
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    32 Duke Street
    St James's
    London
    SW1Y 6DF
    UNITED KINGDOM
    Phone
    +4402072976782
  • Complaints Contact

    32 Duke Street
    London
    St James's
    London
    SW1Y 6DF
    UNITED KINGDOM
    Phone
    +4402072976782

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Karho Chan

    IRN DKC01038

    • CF30 Customer (6 Sep 2018 to 16 Nov 2019)
    • CF4 Partner (6 Sep 2018 to 16 Nov 2019)
  • Elissa Denise Weston

    IRN EXW12587

    • [FCA CF] Significant management (15 Apr 2021 to 31 May 2023)
    • CF4 Partner (20 May 2019 to 8 Dec 2019)
  • Emily Charlotte Oliver

    IRN ECO01013

    • CF30 Customer (18 Nov 2017 to 8 Dec 2019)
  • Fady Chammas

    IRN FXC01346

    • [FCA CF] Client dealing (since 14 May 2020)
    • CF30 Customer (23 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (23 Jan 2017 to 8 Dec 2019)
  • Felipe Blanco

    IRN FXB01177

    • CF30 Customer (15 Dec 2014 to 30 Apr 2017)
    • CF4 Partner (27 Dec 2013 to 30 Apr 2017)
  • Fernando Vallespin

    IRN FXV01068

    • [FCA CF] Manager of certification employee (since 4 May 2023)
    • [FCA CF] Client dealing (since 14 May 2020)
    • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
    • CF4 Partner (21 Feb 2014 to 8 Dec 2019)
  • Francesca Bulgarelli

    IRN FXB00058

    • [FCA CF] Client dealing (since 26 Feb 2021)
  • Francesca Zambrini

    IRN FXZ01095

    • [FCA CF] Client dealing (30 Jun 2021 to 10 May 2022)
    • CF30 Customer (21 Mar 2018 to 8 Dec 2019)
  • Fredrik Brynildsen

    IRN FXB01345

    • CF4 Partner (23 Oct 2012 to 31 Aug 2014)
  • Gani Diwan

    IRN GXD01771

    • [FCA CF] Manager of certification employee (since 4 May 2023)
    • [FCA CF] Client dealing (since 14 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Triton Group LLP (no longer appointed)

    FRN 684421 · Appointed 14 Apr 2015 · Until 15 Apr 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.