Date authorised
1 April 2013
Companies House
OC374555
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    32 Duke Street
    St James's
    London
    SW1Y 6DF
    UNITED KINGDOM
    Phone
    +4402072976782
  • Complaints Contact

    32 Duke Street
    London
    St James's
    London
    SW1Y 6DF
    UNITED KINGDOM
    Phone
    +4402072976782

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gesche Moeller

    IRN GXM01714

    • [FCA CF] Client dealing (14 May 2020 to 31 Mar 2025)
    • CF4 Partner (8 May 2014 to 8 Dec 2019)
    • CF30 Customer (8 May 2014 to 8 Dec 2019)
  • Gregor Alexander Von Deuten

    IRN GAV01011

    • CF30 Customer (15 Jun 2015 to 18 Jan 2017)
    • CF4 Partner (15 Jun 2015 to 18 Jan 2017)
  • Idris Vally

    IRN IXV01088

    • [FCA CF] Client dealing (since 22 May 2020)
    • CF4 Partner (16 Nov 2016 to 7 Feb 2017)
    • CF30 Customer (16 Nov 2016 to 8 Dec 2019)
  • Ignacio Albacar Acedo-Rico

    IRN IXA62315

    • [FCA CF] Client dealing (2 Dec 2022 to 30 Sep 2024)
  • Jaime Legeren Alvarez

    IRN JXL00690

    • [FCA CF] Client dealing (since 18 Jul 2023)
  • James Karp

    IRN JXK02221

    • [FCA CF] Material risk taker (12 Jun 2023 to 31 Jan 2024)
    • SMF27 Partner (15 Feb 2023 to 31 Jan 2024)
  • Jennifer Katherine Suman

    IRN JXS01254

    • [FCA CF] Significant management (since 15 Mar 2023)
  • John Gilbert

    IRN JXG00678

    • [FCA CF] Client dealing (since 19 Jul 2023)
  • Josefa Llinares

    IRN JXL01254

    • CF30 Customer (18 Aug 2017 to 14 May 2018)
  • Joseph McIntyre

    IRN JAM01253

    • [FCA CF] Client dealing (14 May 2020 to 14 Mar 2021)
    • CF30 Customer (31 Aug 2016 to 8 Dec 2019)
    • CF4 Partner (31 Aug 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Triton Group LLP (no longer appointed)

    FRN 684421 · Appointed 14 Apr 2015 · Until 15 Apr 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.