Triton Investments Advisers LLP

• Principal Place of Business

  32 Duke Street

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

  Web

  https://www.triton-partners.com

• Complaints Contact

  32 Duke Street

  London

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Julia Pilarczyk

  IRN JXP00448

  • [FCA CF] Client dealing (29 Jun 2021 to 31 Mar 2025)
• Julian Pircher

  IRN JXP00624

  • [FCA CF] Client dealing (23 May 2022 to 1 May 2025)
• Kenneth Gordon Watters

  IRN KGW01025

  • [FCA CF] Client dealing (4 Jun 2020 to 6 Jun 2025)
  • CF30 Customer (25 Sep 2018 to 8 Dec 2019)
  • CF4 Partner (25 Sep 2018 to 8 Dec 2019)
• Kevin Albery

  IRN KXA01244

  • [FCA CF] Manager of certification employee (since 7 Sep 2021)
  • [FCA CF] Client dealing (since 27 May 2020)
  • CF4 Partner (1 Apr 2016 to 8 Dec 2019)
  • CF4 Partner (AR) (22 May 2015 to 1 Apr 2016)
  • CF30 Customer (22 May 2015 to 8 Dec 2019)
• Kevin Chenyuan Cao

  IRN KXC00338

  • [FCA CF] Client dealing (19 Jul 2023 to 11 Oct 2024)
• Kristina Louise Denaro

  IRN KLK01019

  • CF30 Customer (6 May 2016 to 6 Sep 2018)
  • CF4 Partner (6 May 2016 to 6 Sep 2018)
• Lena Ulrich

  IRN LXU01025

  • CF4 Partner (20 Sep 2018 to 16 Nov 2019)
  • CF30 Customer (1 Apr 2016 to 16 Nov 2019)
• Mark Weston

  IRN MXW01251

  • [FCA CF] Client dealing (13 Dec 2023 to 18 Mar 2024)
  • [FCA CF] Manager of certification employee (5 Jun 2020 to 28 Apr 2022)
  • CF4 Partner (1 Apr 2016 to 8 Dec 2019)
  • CF30 Customer (26 Jun 2015 to 8 Dec 2019)
  • CF4 Partner (AR) (26 Jun 2015 to 1 Apr 2016)
• Mats Eklund

  IRN MXE01642

  • SMF27 Partner (31 Mar 2020 to 31 Mar 2021)
  • CF29 Significant management (9 Oct 2018 to 8 Dec 2019)
  • CF4 Partner (1 Apr 2016 to 9 Oct 2018)
  • CF4 Partner (AR) (10 Jul 2015 to 1 Apr 2016)
• Matthew Charles Anthony Couch

  IRN MXC00617

  • [FCA CF] Material risk taker (since 4 May 2023)
  • [FCA CF] Manager of certification employee (since 4 May 2023)
  • SMF27 Partner (since 13 Jan 2022)

• Triton Group LLP (no longer appointed)

  FRN 684421 · Appointed 14 Apr 2015 · Until 15 Apr 2016

No changes recorded yet.