Triton Investments Advisers LLP

• Principal Place of Business

  32 Duke Street

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

  Web

  https://www.triton-partners.com

• Complaints Contact

  32 Duke Street

  London

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Matthew Charles Turner

  IRN MCT01030

  • [FCA CF] Material risk taker (since 30 Jun 2023)
  • SMF27 Partner (since 19 Jan 2023)
• Meri Vaisanen

  IRN MEV01018

  • [FCA CF] Client dealing (since 18 Aug 2023)
• Michael John Barnes

  IRN MJB01300

  • [FCA CF] Material risk taker (since 6 Jun 2025)
  • SMF27 Partner (since 18 Oct 2024)
• Michael Patrick Earl Mellody

  IRN MXM10680

  • [FCA CF] Client dealing (since 7 Sep 2021)
• Moana Elizabeth Moore

  IRN MEM01114

  • [FCA CF] Material risk taker (since 4 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (6 Nov 2018 to 8 Dec 2019)
  • CF4 Partner (6 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Nov 2018 to 8 Dec 2019)
• Mukul Sharma

  IRN MXS04139

  • [FCA CF] Significant management (26 May 2020 to 6 May 2025)
  • [FCA CF] Material risk taker (26 May 2020 to 6 May 2025)
  • CF4 Partner (1 Apr 2016 to 8 Dec 2019)
  • CF4 Partner (AR) (23 Jun 2015 to 1 Apr 2016)
• Munish Chopra

  IRN MXC02154

  • [FCA CF] Client dealing (14 May 2020 to 25 Mar 2022)
  • CF30 Customer (23 Oct 2012 to 8 Dec 2019)
  • CF4 Partner (23 Oct 2012 to 8 Dec 2019)
• Nickil Amar Mashru

  IRN NAM01115

  • [FCA CF] Client dealing (since 9 Sep 2021)
• Ole Marius Ostlie

  IRN OMO01003

  • CF4 Partner (AR) (22 May 2015 to 24 Mar 2016)
  • CF30 Customer (22 May 2015 to 24 Mar 2016)
• Oliver Simon Brook

  IRN OSB01009

  • [FCA CF] Client dealing (since 22 May 2023)
  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • CF30 Customer (4 Sep 2017 to 8 Dec 2019)

• Triton Group LLP (no longer appointed)

  FRN 684421 · Appointed 14 Apr 2015 · Until 15 Apr 2016

No changes recorded yet.